Compliance Consulting Services for State and SEC Registered Investment Advisors

Russ Duke
Compliance Consultant
With 25 years of experience in investment banking, financial services, and advisory, Russ advises Registered Investment Advisors (RIAs) on mergers and acquisitions, succession planning, business growth, and strategic management matters.
Having served in Managing Director and senior executive roles, Russ brings extensive experience in corporate strategy, transaction advisory, business management, and organizational leadership. Working closely with RIA founders, owners, and executive teams, Russ provides practical, confidential guidance to help firms navigate ownership transitions, evaluate strategic opportunities, strengthen operations, evaluate and structure deal terms, and maximize long-term enterprise value.
Russ's approach combines institutional-level financial expertise with a hands-on understanding of the challenges facing independent advisory firms, helping owners make informed decisions that protect their legacy and position their businesses for sustainable success.
404-410-1206
