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Compliance Consulting Services for State and SEC Registered Investment Advisors

Michael Huggs
Advertising Review Specialist
Mike Huggs performs marketing/advertising reviews for Polaris Compliance Consulting.
Mike retired from the Mississippi Secretary of State’s Office Securities Division in 2023 when he joined Polaris. Mike served as Division Director since 2008 and as examiner/investigator since 2001. Mike served as chair for the National Securities Administrators Association Investment Advisor Operations Committee since 2003.Â
Fun Facts:
Mike is a part-time deputy with then Rankin County Sheriff’s Office
Mike is Commander of a Mississippi State Guard MP company in Jackson
470-870-6954

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