top of page

Laurie Taraboulos

Director of Compliance

Laurie Taraboulos joined Polaris Compliance Consulting with over 30 years of experience in the financial services industry including a focus on Compliance since 2007.   In her career, Laurie has enjoyed several compliance and management roles and has experience including but not limited to, managing risk, reviewing and applying policies and procedures, audit preparation and execution, and email reviews.  She really enjoys getting to know how a firm works and applying her experience to helping them set up or navigate their compliance program.

 

Laurie has worked with several top-tier investment advisory and brokerage firms including but not limited to, Smith Barney, Morgan Stanley, JP Morgan and Wachovia Securities.


Fun Facts:

  • Laurie sang and danced on a televised Puerto Rican Variety Show when she was 10 years old

  • Laurie's greatest dream growing up was to be a Broadway actress

404-551-5298

Laurie Taraboulos

Contact Us Today at:  (888) 240-4299

All information is always kept confidential

Disclaimer: Polaris Compliance Consulting, LLC is not a law firm, and we do not give any legal advice. As a consulting firm, we give our personal interpretation of the rules and regulations based on our experience, but we cannot guarantee that any areas advised will be favorably viewed by regulators.

bottom of page