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Juli Conn

New Registration Specialist

Juli Conn lives outside of Atlanta and joined Polaris as a New Registration Specialist in 2024. In this role, she files state registration applications for firms and individuals, addresses state inquiries and prepares compliance documents to ensure the investment advisor is ready for business upon state approval.


Juli started in the financial industry in 2008 as an assistant to a Registered Representative and Investment Advisor Representative before joining a small firm with two Broker/Dealers and an Investment Advisor firm. Beginning in Operations, she moved to Compliance after obtaining a FINRA Series 14 (Compliance Officer) license focusing on registrations of licensed persons, continuing education and outside business activities. Juli considers working with others, whether clients or colleagues, as the most enjoyable part of any job.


Outside of work, Juli loves spending time with her family and friends, especially being an aunt and a great-aunt to two nieces and two nephews. She also enjoys reading, especially history and mysteries, and exploring creative outlets.

470-592-1082

Juli Conn

Contact Us Today at:  (888) 240-4299

All information is always kept confidential

Disclaimer: Polaris Compliance Consulting, LLC is not a law firm, and we do not give any legal advice. As a consulting firm, we give our personal interpretation of the rules and regulations based on our experience, but we cannot guarantee that any areas advised will be favorably viewed by regulators.

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