Compliance Consulting Services for State and SEC Registered Investment Advisors

Josh Lacy
Associate Director of Regulatory Compliance
Josh Lacy was born in New Orleans, Louisiana but has been a resident of Alabama for 33 years, growing up in Mobile. Josh has worked for Polaris since January 2022 and spent time prior to that in the banking industry for several years and as a Senior Securities Analyst with the Alabama Securities Commission for almost 10 years. His time at the Commission was spent travelling the state auditing investment advisors registered with the State of Alabama. Even though he is committed to his home state team, the LSU Tigers, Josh met his wife Virginia at Auburn University while studying Finance. They now have 2 daughters, ages 9 and 7, and reside in Montgomery, Alabama. Josh enjoys spending his “down time” playing sports, listening to records, and enjoying the outdoors with his family and friends.
Fun Facts:
Josh graduated as Valedictorian of his high school
Josh loves to play basketball, golf and disc golf
404-596-8451
