Compliance Consulting Services for State and SEC Registered Investment Advisors

David Strickland
Regulatory Compliance Manager
David Strickland spent almost nine years as a Securities Analyst for the Alabama Securities Commission. His focus with the Commission was the examinations of State Registered Investment Advisors, Broker Dealer Agents, and Money Service Businesses. He has brought that valuable experience to Polaris as a Regulatory Compliance Manager, where he performs mock audits, email reviews and Form ADV reviews, among many other things. David is the proud father of a son (Logan). When he's not working you can find David and his son camping, backpacking, or scuba diving. He is honored and excited to be a new member of the Polaris Team and looks forward to assisting all of our clients with their compliance needs.
Fun Facts:
David enjoys camping in a tent on top of his truck
470-412-3859
