Compliance Consulting Services for State and SEC Registered Investment Advisors

Bobby Sharp
Compliance Supervisor
Born and raised in Alabama, Bobby earned a Finance degree from Auburn University at Montgomery before beginning a 25-year career with the State of Alabama. Initially, Bobby was a financial examiner with the Department of Insurance for a five-year period, where he conducted examinations of state domiciled insurance companies. After that, Bobby spent approximately 20 years at the Alabama Securities Commission where he conducted financial examinations for 5 years and nearly 15 years as a Special Agent in the Enforcement Division, investigating securities fraud, financial misconduct, and other white-collar crimes while helping to protect Alabama investors. His experience in regulatory compliance, investigations, and risk assessment provides a practical perspective in helping Polaris clients navigate today's complex regulatory environment.
Â
Outside of work, Bobby enjoys boating, cooking, exercising, and spending time with his wonderful family.
Fun fact:Â Bobby was honored to receive the Middle District of Alabama's 2023 Officer of the Year Award, recognizing his contributions to law enforcement and public service.
470-881-3414
